The SEC got more than 100 rules to write under Dodd-Frank, the lion's share of all the agencies. And we've moved, I think, with a tremendous sense of urgency. But it takes a long time to write rules and get them approved by a five-member commission.
Brokerage firms and their executives cannot use threats regarding research activities as a way to obtain investment banking business. The threat to d… - Mary Schapiro
Brokerage firms and their executives cannot use threats regarding research activities as a way to obtain investment banking business. The threat to d…
- Mary Schapiro
I work on weekends, but from home. - Mary Schapiro
I work on weekends, but from home.
The SEC has actually progressively loosened up the rules and recognized the value of social media, but the goal is always going to be to get informat… - Mary Schapiro
The SEC has actually progressively loosened up the rules and recognized the value of social media, but the goal is always going to be to get informat…
The SEC got more than 100 rules to write under Dodd-Frank, the lion's share of all the agencies. And we've moved, I think, with a tremendous sense of… - Mary Schapiro
The SEC got more than 100 rules to write under Dodd-Frank, the lion's share of all the agencies. And we've moved, I think, with a tremendous sense of…
Under the Dodd-Frank law, the SEC got the lion's share of the rules to write, more than 100 rules, and we have done an extraordinary amount of that. … - Mary Schapiro
Under the Dodd-Frank law, the SEC got the lion's share of the rules to write, more than 100 rules, and we have done an extraordinary amount of that. …
Too often, investors are the target of fraudulent schemes disguised as investment opportunities. As you know, if the balance is tipped to the point w… - Mary Schapiro
Too often, investors are the target of fraudulent schemes disguised as investment opportunities. As you know, if the balance is tipped to the point w…
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