Brokerage firms and their executives cannot use threats regarding research activities as a way to obtain investment banking business. The threat to d…

- Mary Schapiro

I work on weekends, but from home.

- Mary Schapiro

The SEC has actually progressively loosened up the rules and recognized the value of social media, but the goal is always going to be to get informat…

- Mary Schapiro

The SEC got more than 100 rules to write under Dodd-Frank, the lion's share of all the agencies. And we've moved, I think, with a tremendous sense of…

- Mary Schapiro

Too often, investors are the target of fraudulent schemes disguised as investment opportunities. As you know, if the balance is tipped to the point w…

- Mary Schapiro

Under the Dodd-Frank law, the SEC got the lion's share of the rules to write, more than 100 rules, and we have done an extraordinary amount of that. …

- Mary Schapiro